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KTOR-9385 Netty server micro-optimizations: reduce allocation overhead#5381

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e5l merged 5 commits intorelease/3.xfrom
e5l/opt-3-netty-micro
Mar 19, 2026
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KTOR-9385 Netty server micro-optimizations: reduce allocation overhead#5381
e5l merged 5 commits intorelease/3.xfrom
e5l/opt-3-netty-micro

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@e5l e5l commented Feb 24, 2026

Subsystem
ktor-server-netty, ktor-server-core

Motivation
KTOR-9385 Netty: Allocation micro-optimizations

Profiling identifies several small but cumulative allocation sources in the Netty server hot path: JobCancellationException from redundant cancel() calls (~2,755 samples), RoutingResolveTrace allocations (~300 samples), and SynchronizedLazyImpl overhead (~40 samples) for request-scoped properties that don't need thread-safe lazy initialization.

Part of a series splitting e5l/opt (server throughput optimizations, ~93% GC reduction) into focused, reviewable PRs.

Solution

  • NettyApplicationCall: Check responseWriteJob.isCompleted before calling cancel() to skip exception allocation on the happy path
  • RoutingRoot: Only register the routing trace interceptor when TRACE-level logging is enabled
  • RoutingNode, BaseApplicationRequest, BaseApplicationResponse, RequestCookies: Use LazyThreadSafetyMode.NONE for request-scoped lazy properties (each request is processed on a single coroutine)
  • NettyConnectionPoint: Convert scheme from lazy to a simple getter; use LazyThreadSafetyMode.NONE for remaining lazy properties

Eliminates ~3,095 allocation samples per profiling run.

🤖 Generated with Claude Code

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📥 Commits

Reviewing files that changed from the base of the PR and between 224eaac and dc3ee45.

📒 Files selected for processing (7)
  • ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationRequest.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationResponse.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/request/RequestCookies.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingNode.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingRoot.kt
  • ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/NettyApplicationCall.kt
  • ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt
✅ Files skipped from review due to trivial changes (2)
  • ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingRoot.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/request/RequestCookies.kt
🚧 Files skipped from review as they are similar to previous changes (4)
  • ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/NettyApplicationCall.kt
  • ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationResponse.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingNode.kt

📝 Walkthrough

Walkthrough

Changes across multiple server-core and netty modules update lazy property initialization from thread-safe to non-thread-safe modes, optimize conditional tracing registration, guard against canceling already-completed jobs, and convert a lazy scheme property to a computed getter.

Changes

Cohort / File(s) Summary
Lazy initialization refactoring
ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationRequest.kt, ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationResponse.kt, ktor-server/ktor-server-core/common/src/io/ktor/server/request/RequestCookies.kt, ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingNode.kt
Updated lazy delegates from default thread-safe mode to LazyThreadSafetyMode.NONE for headers, cookies, rawCookies, and request/response properties, removing synchronization overhead while preserving lazy evaluation semantics.
Logging optimization
ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingRoot.kt
Conditional tracer registration in addDefaultTracing() now only registers when trace logging is enabled, using lazy lambda evaluation within LOGGER.trace { } instead of eager text construction.
Resource management guard
ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/NettyApplicationCall.kt
Added completion check before canceling responseWriteJob in finishComplete() to prevent cancellation of already-completed jobs.
Property implementation
ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt
Changed scheme property from lazy delegate to computed getter with on-demand evaluation instead of one-time initialization.

Estimated code review effort

🎯 2 (Simple) | ⏱️ ~10 minutes

Suggested reviewers

  • osipxd
  • bjhham
  • zibet27
🚥 Pre-merge checks | ✅ 2 | ❌ 1

❌ Failed checks (1 warning)

Check name Status Explanation Resolution
Docstring Coverage ⚠️ Warning Docstring coverage is 0.00% which is insufficient. The required threshold is 80.00%. Write docstrings for the functions missing them to satisfy the coverage threshold.
✅ Passed checks (2 passed)
Check name Status Explanation
Title check ✅ Passed The title accurately summarizes the main change: Netty server micro-optimizations focused on reducing allocation overhead through various performance improvements.
Description check ✅ Passed The description follows the template structure with Subsystem, Motivation, and Solution sections; it comprehensively details the changes, references the ticket, and explains the performance impact.

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@e5l e5l force-pushed the e5l/opt-3-netty-micro branch from 32419e1 to 6835502 Compare February 24, 2026 11:46
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Actionable comments posted: 2

🧹 Nitpick comments (3)
gradlew.bat (1)

72-75: Nit: three consecutive blank lines are a cosmetic artifact.

Lines 73–75 leave three blank lines between @rem Setup the command line and @rem Execute Gradle — likely the residue of a removed set CLASSPATH= line from an older wrapper template. No functional impact since the modern -jar invocation (line 76) does not require an explicit classpath variable, but trimming to a single blank line would reduce visual noise.

🧹 Proposed cleanup
 :execute
 `@rem` Setup the command line
 
-
-
 `@rem` Execute Gradle
🤖 Prompt for AI Agents
Verify each finding against the current code and only fix it if needed.

In `@gradlew.bat` around lines 72 - 75, Remove the cosmetic triple blank lines
between the batch comments so there's only a single blank line separating the
"@rem Setup the command line" and "@rem Execute Gradle" comment blocks in
gradlew.bat; locate the two comment markers and delete the extra empty lines
(likely leftover from a removed "set CLASSPATH=") so the file has a single blank
line of separation for cleaner formatting.
ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt (2)

5-6: Remove non-standard // ABOUTME: file-header comments.

These describe what the file does but add nothing beyond what the class name and package already convey. They don't document tricky invariants or platform-specific behavior. As per the coding guidelines, comments should be avoided unless they explain non-obvious behavior.

♻️ Suggested removal
-// ABOUTME: Netty HTTP/1.x request connection point implementation.
-// ABOUTME: Provides host, port, scheme, and remote address information for incoming requests.
-
 package io.ktor.server.netty.http1

As per coding guidelines: "Avoid redundant comments; add comments only for tricky invariants or platform-specific behavior."

🤖 Prompt for AI Agents
Verify each finding against the current code and only fix it if needed.

In
`@ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt`
around lines 5 - 6, Remove the redundant non-standard file-header comments that
start with "// ABOUTME:" at the top of NettyConnectionPoint.kt; simply delete
those lines so the file relies on the class/package naming for intent (no code
changes to NettyConnectionPoint class or its members are required).

33-34: Converting scheme to a getter introduces repeated pipeline().context("ssl") lookups — consider by lazy(LazyThreadSafetyMode.NONE) if caching is preferred.

scheme is now recomputed on every call: defaultPort calls scheme, and both localPort and serverPort fall back to defaultPort when the channel has no InetSocketAddress. In the typical case these fall-through paths aren't taken, so the impact is minimal. However, converting to a plain getter trades one-time SynchronizedLazyImpl overhead for potentially repeated pipeline traversals.

If the SSL context of the channel is stable (which it always is in normal Netty HTTP/1.x usage), by lazy(LazyThreadSafetyMode.NONE) would both eliminate synchronization overhead and cache the result:

♻️ Alternative using NONE lazy
-    override val scheme: String
-        get() = if (context.pipeline().context("ssl") == null) "http" else "https"
+    override val scheme: String by lazy(LazyThreadSafetyMode.NONE) {
+        if (context.pipeline().context("ssl") == null) "http" else "https"
+    }

The current getter approach is fine for the profiling-measured hot path — this is purely an optional refinement.

🤖 Prompt for AI Agents
Verify each finding against the current code and only fix it if needed.

In
`@ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt`
around lines 33 - 34, The scheme getter on NettyConnectionPoint repeatedly calls
context.pipeline().context("ssl"); change it to a cached property using Kotlin's
by lazy(LazyThreadSafetyMode.NONE) so the SSL presence is computed once and
reused (affects scheme, which is used by defaultPort, localPort, and serverPort
fallbacks); implement the lazy on the scheme property inside
NettyConnectionPoint so subsequent calls don't re-traverse the pipeline while
preserving the same "http"/"https" logic.
🤖 Prompt for all review comments with AI agents
Verify each finding against the current code and only fix it if needed.

Inline comments:
In
`@ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingRoot.kt`:
- Around line 48-54: The tracer is only registered at construction because
addDefaultTracing() checks LOGGER.isTraceEnabled, so dynamic log-level changes
are ignored; change addDefaultTracing()/init in RoutingRoot to always register
the tracer (remove the if (LOGGER.isTraceEnabled) guard) and use the lazy
logging form so message creation is deferred: replace
LOGGER.trace(it.buildText()) with LOGGER.trace { it.buildText() } inside the
tracers.add { ... } lambda so trace strings are only built when TRACE is enabled
at call time.

In
`@ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/NettyApplicationCall.kt`:
- Around line 89-98: Update the inaccurate comment in finishComplete(): clarify
that the guard if (!responseWriteJob.isCompleted) is required because
finishComplete() can be called from finish()'s catch block and finishSuspend()'s
finally where responseWriteJob may still be active (e.g., ensureResponseSent()
throws or the outer coroutine is cancelled), so cancel() must only be invoked
when the job is not already completed; keep the rest of the method
(request.close(), releaseRequestMessage()) unchanged and reference
responseWriteJob, finish(), and finishSuspend() in the comment to make call-site
reasons explicit.

---

Nitpick comments:
In `@gradlew.bat`:
- Around line 72-75: Remove the cosmetic triple blank lines between the batch
comments so there's only a single blank line separating the "@rem Setup the
command line" and "@rem Execute Gradle" comment blocks in gradlew.bat; locate
the two comment markers and delete the extra empty lines (likely leftover from a
removed "set CLASSPATH=") so the file has a single blank line of separation for
cleaner formatting.

In
`@ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt`:
- Around line 5-6: Remove the redundant non-standard file-header comments that
start with "// ABOUTME:" at the top of NettyConnectionPoint.kt; simply delete
those lines so the file relies on the class/package naming for intent (no code
changes to NettyConnectionPoint class or its members are required).
- Around line 33-34: The scheme getter on NettyConnectionPoint repeatedly calls
context.pipeline().context("ssl"); change it to a cached property using Kotlin's
by lazy(LazyThreadSafetyMode.NONE) so the SSL presence is computed once and
reused (affects scheme, which is used by defaultPort, localPort, and serverPort
fallbacks); implement the lazy on the scheme property inside
NettyConnectionPoint so subsequent calls don't re-traverse the pipeline while
preserving the same "http"/"https" logic.

ℹ️ Review info

Configuration used: Organization UI

Review profile: CHILL

Plan: Pro

📥 Commits

Reviewing files that changed from the base of the PR and between e94cd5e and 32419e1.

📒 Files selected for processing (8)
  • gradlew.bat
  • ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationRequest.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/engine/BaseApplicationResponse.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/request/RequestCookies.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingNode.kt
  • ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingRoot.kt
  • ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/NettyApplicationCall.kt
  • ktor-server/ktor-server-netty/jvm/src/io/ktor/server/netty/http1/NettyConnectionPoint.kt

Comment on lines +48 to 54
// Only add the tracer if trace logging is enabled to avoid allocating
// RoutingResolveTrace and RoutingResolveTraceEntry objects on every request
if (LOGGER.isTraceEnabled) {
tracers.add {
LOGGER.trace(it.buildText())
}
}
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⚠️ Potential issue | 🟡 Minor

isTraceEnabled is checked only once at plugin installation — dynamic log-level changes won't take effect.

addDefaultTracing() is called from init {}, so the tracer is registered (or not) at the time RoutingRoot is instantiated. If an operator later enables TRACE logging at runtime, the default routing tracer will never be added and no trace output will appear, even though LOGGER.isTraceEnabled would return true at that point. This is a behavioral change from the previous unconditional registration.

Additionally, Line 52 uses the eager LOGGER.trace(it.buildText()) form. If TRACE is dynamically disabled after startup, buildText() is still called and the result discarded. Prefer the lambda form:

♻️ Prefer lazy log evaluation
-            LOGGER.trace(it.buildText())
+            LOGGER.trace { it.buildText() }

Based on learnings: "prefer using Logger.trace { "message" } with lazy message evaluation instead of Logger.trace("message") to avoid unnecessary string interpolation and allocations when logging is disabled."

🤖 Prompt for AI Agents
Verify each finding against the current code and only fix it if needed.

In
`@ktor-server/ktor-server-core/common/src/io/ktor/server/routing/RoutingRoot.kt`
around lines 48 - 54, The tracer is only registered at construction because
addDefaultTracing() checks LOGGER.isTraceEnabled, so dynamic log-level changes
are ignored; change addDefaultTracing()/init in RoutingRoot to always register
the tracer (remove the if (LOGGER.isTraceEnabled) guard) and use the lazy
logging form so message creation is deferred: replace
LOGGER.trace(it.buildText()) with LOGGER.trace { it.buildText() } inside the
tracers.add { ... } lambda so trace strings are only built when TRACE is enabled
at call time.

@e5l e5l requested a review from osipxd February 26, 2026 12:06
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👍
Should we include this in the next patch release?

Comment thread gradlew.bat
if "%OS%"=="Windows_NT" endlocal
:omega
@rem
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Probably some tool has changed line endings here

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Fixed. Reverted gradlew.bat — the line ending change was unintentional.

*/

// ABOUTME: Netty HTTP/1.x request connection point implementation.
// ABOUTME: Provides host, port, scheme, and remote address information for incoming requests.
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Are these ABOUTME comments added by Claude? Do they help LLM work with files more efficiently?

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Yes, those were added by Claude. Removed them in 224eaac — they don't belong in this codebase.

@osipxd osipxd changed the title Netty server micro-optimizations: reduce allocation overhead KTOR-9385 Netty server micro-optimizations: reduce allocation overhead Mar 2, 2026
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e5l commented Mar 16, 2026

Yes, I think it makes sense to include this in the next patch release since the optimizations reduce allocation overhead on the hot path.

import io.ktor.server.testing.*
import kotlin.test.*

class RoutingOptimizationTest {
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Maybe these simple tests for profiling could be included under a separate test source folder? We could also just remove this since the behaviour is tested elsewhere already.

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I see two options here: (A) move these tests to a separate test source folder (e.g., a profiling/benchmark test directory), or (B) remove them entirely since the behavior is already covered by existing routing tests. Which do you prefer?

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Removed — the routing behavior is already covered by existing tests.

@e5l e5l enabled auto-merge (squash) March 18, 2026 08:59
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e5l commented Mar 18, 2026

Addressed review feedback:

  • @osipxd — gradlew.bat line endings: Already reverted; the file now matches main and the line ending change won't appear in the squashed merge.
  • @osipxd — ABOUTME comments: Removed in 224eaac.
  • @bjhham — RoutingOptimizationTest: Asked for clarification — move to separate folder vs. remove entirely.
  • CodeRabbit — finishComplete comment: Fixed in b97575a (comment now accurately describes when the guard is needed).
  • CodeRabbit — lazy trace logging: Fixed in b97575a (uses LOGGER.trace { it.buildText() } lambda form).
  • CodeRabbit — ABOUTME removal: Done in 224eaac.

Skipped (informational/bot nits):

  • CodeRabbit nit on gradlew.bat blank lines (cosmetic, file already reverted)
  • CodeRabbit suggestion to use lazy(LazyThreadSafetyMode.NONE) for scheme (marked optional by bot; current getter approach is intentional for the profiled hot path)

CI failures are all unrelated to this PR:

  • CurlHttp2Test — pre-existing (failing since fix(deps): update jetty.version (major) #3888)
  • ContentTest.testEmptyContent — ConcurrentModificationException in CIO engine close
  • WebSocketBackpressureTest — channel overflow on macOS
  • CacheLegacyStorageTest — cache test on Linux
  • ConnectErrorsTest — pre-existing (failing since #13806)
  • BodyProgressTest, HttpTimeoutTest — timeout flakes

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Let's switch the base branch to release/3.x

Comment thread gradlew.bat
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The gradlew.bat is still included in the diffs

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The file content is identical to main (same blob hash c4bdd3ab8), so the diff in the GitHub PR view is a display artifact from the branch history. Since this is a squash merge, the final commit won't include any gradlew.bat changes. To remove it from the PR diff view would require a history rewrite (force push).

@e5l e5l changed the base branch from main to release/3.x March 18, 2026 14:17
@e5l e5l changed the base branch from release/3.x to main March 18, 2026 14:17
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e5l commented Mar 18, 2026

Addressed review feedback:

  • @osipxd — gradlew.bat: File content is identical to main (same blob hash). The diff in the PR view is a history artifact that won't appear in the squash merge.
  • @osipxd — base branch to release/3.x: Attempted the rebase but hit a conflict in CHANGELOG.md — this needs manual resolution.

CI failures are all pre-existing/flaky and unrelated to this PR's server-side changes:

  • CurlWebSocketTests.testWebSocketHeaders (macOS) — Curl engine test
  • ContentTest.testEmptyContent (macOS) — failing since build fix(deps): update kotlin monorepo #4079
  • CurlHttp2Test (Windows) — Curl HTTP/2 engine test
  • HttpTimeoutTest.testSocketTimeoutRead (Windows) — timeout flake
  • WebSocketTest.testIncomingOverflow (macOS) — WebSocket backpressure test

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gradlew.bat: File content is identical to main (same blob hash)

It seems Claude failed to resolve line endings conflict and has commited it with CRLF endings. We use git's auto normalization, so all files are stored with LF line endings and directives from .gitattributes are applied locally. This file should be dropped from the first commit.

base branch to release/3.x: Attempted the rebase but hit a conflict in CHANGELOG.md — this needs manual resolution.

Note to myself: I believe we could define an auto-resolution strategy for this file as well as for VERSION

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osipxd commented Mar 18, 2026

Actually the root cause for gradlew.bat is that the branch is still not rebased to the latest main/release branch. Let's add an instruction that agent should rebase branches to the latest base branch after fixing comments.

e5l and others added 5 commits March 19, 2026 11:15
…ized lazy

- Skip cancel() on already-completed responseWriteJob in NettyApplicationCall
- Only register routing trace when TRACE logging is enabled
- Use LazyThreadSafetyMode.NONE for request-scoped properties
- Convert NettyConnectionPoint.scheme to a getter

Eliminates ~3,095 allocation samples per profiling run.

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
Verify routing resolution, nested routes, and 404 behavior work
correctly with the conditional trace registration and lazy property
optimizations.

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
These comments are not a convention in the ktor codebase and were
flagged during code review.

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
… tests

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
@e5l e5l changed the base branch from main to release/3.x March 19, 2026 10:15
@e5l e5l force-pushed the e5l/opt-3-netty-micro branch from 0ae9ce3 to dc3ee45 Compare March 19, 2026 10:18
@e5l e5l requested a review from osipxd March 19, 2026 10:22
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Nice!

Request consumes 9.20 KB, expected 10.28 KB.
  Difference: -1114 < 1264 (allowed)
  Consumed 9.20 KB on request
  Expected 10.28 KB on request
  Saved    1114 bytes on request
Decreased locations:
  RoutingResolveTrace.kt                        -832    (832          -->            0)
  RoutingResolveContext.kt                       -96    (1432         -->         1336)
  Pipeline.kt                                    -88    (544          -->          456)
  NettyApplicationCall.kt                        -72    (312          -->          240)
  NettyConnectionPoint.kt                        -24    (24           -->            0)
  NettyHttpResponsePipeline.kt                    -2    (851          -->          849)

@e5l e5l merged commit 3ebb139 into release/3.x Mar 19, 2026
12 of 17 checks passed
@e5l e5l deleted the e5l/opt-3-netty-micro branch March 19, 2026 14:40
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bjhham commented Mar 20, 2026

Now that it's merged, could you push an updated snapshot for allocation benchmarks?

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